Job Description
Salary
Salary Range: $50,000 - $56,000
Responsibilities
- Communicate effectively with external Issuers and their Legal Counsels, Transfer Agents, and internal CG departments/clients.
- Processing of Physical Warrant exercises, expirations, accelerations, and answering general inquiries involving warrants held in custody.
- Preparation of wire transfers to Issuers or their Legal Counsels.
- Processing of Employee Option Exercises and Warrant Exercises for US resident clients, with a legend removal component.
- Provide client service on a wide range of operations functions for US resident clients, including US Legend Removals (Rule904 & Rule144).
- Setting up and tracking wires and cheques to pay Transfer Agent fees.
- Provide backup processing deposits and withdrawals of physical certificates in CDS, DTC and with our foreign custodian.
- Respond to client and broker inquiries in a timely manner.