Business Conduct Compliance Examiner
Canadian Investment Regulatory Organization
Job Description
40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN
Description
Position Title: Business Conduct Compliance Examiner
Department: Business Conduct Compliance
Location: Toronto
Status: Permanent Full-Time (Hybrid)
Day in the life of:
As a self‑regulatory organization, the Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high‑quality regulatory and investment industry standards seriously, while protecting investors and supporting healthy capital markets in Canada. In Business Conduct Compliance (BCC), we take great pride in what we do. By joining our dynamic and collaborative team of industry professionals, you will have the opportunity through the examination process to make a difference for investors and the capital markets. As a key member of an examination team, the BCC Examiner conducts field reviews of sales and business conduct activities...