Job Description
Drive compliance excellence as a Senior Compliance Officer for Edward Jones on an 18-month contract. Focus on managing conflicts of interest and regulatory standards.
In this role, you will spearhead the development and management of the Conflicts of Interest program, collaborating closely with teams across the organization. Your expertise will guide regulatory compliance while effectively addressing compliance trends. Strong communication and analytical skills are paramount to promoting ethical practices within the firm.
Key Responsibilities:
• Review and approve business promotion and sponsorship requests
• Address compliance observations effectively with stakeholders
• Educate teams on regulatory standards and practices
• Ensure accuracy in compliance reporting with product partners
• Analyze data related to conflicts of interest
Requirements:
• Relevant degree or equivalent experience required
• Minimum 3-5 years in financial services or regulated indu...
In this role, you will spearhead the development and management of the Conflicts of Interest program, collaborating closely with teams across the organization. Your expertise will guide regulatory compliance while effectively addressing compliance trends. Strong communication and analytical skills are paramount to promoting ethical practices within the firm.
Key Responsibilities:
• Review and approve business promotion and sponsorship requests
• Address compliance observations effectively with stakeholders
• Educate teams on regulatory standards and practices
• Ensure accuracy in compliance reporting with product partners
• Analyze data related to conflicts of interest
Requirements:
• Relevant degree or equivalent experience required
• Minimum 3-5 years in financial services or regulated indu...