Job Description
Team presentation and main goal:
The role will be working alongside two other Compliance team member in Porto in support of the Head Office Compliance team. The role will include coverage of tasks supporting the management of conduct framework and the professional ethics framework.
It is a broad role giving the individual the opportunity to build their knowledge of regulatory requirements and the related policies and procedures whilst engaging with a range of stakeholders.
Main tasks and goals:
Working with other team members based in Porto, the successful candidate will be responsible for undertaking staff requests, staff trainings, controls, administration and reporting in respect of the following areas:
Professional ethics topics relating notably to:
•Personal Account Dealing
•Outside Business Interests
•Gifts and Entertainments
Employees conduct notably: