Job Description
We are a diversified global investment firm trading across equities, commodities, FX, and fixed income (bonds, credit, and rates).
We employ market-neutral strategies to reduce volatility and deliver consistent, risk-adjusted returns, with an expanding presence in frontier markets.
We are seeking a Compliance Officer based in Tokyo with strong regulatory experience in fund transfer operations.
The ideal candidate will have hands-on experience with FSA Type 1 Fund Transfer Operator licensing and Zengin clearing participant applications , and will help strengthen our compliance framework and local operations.
Bank connections are a plus.
Key Responsibilities Develop and maintain compliance policies and procedures.
Manage FSA Type 1 license applications and Zengin clearing participant filings.
Monitor compliance and report to senior management.
Stay up to date on Japanese financial and pay...