Compliance Supervisor – Securities & Trading Risk

Caldwell Securities Ltd.

toronto, on, Canada
Full-time
Posted May 20, 2026

Job Description

A financial services firm in Toronto is looking for a Compliance Supervisor. The role involves supervising compliance monitoring, supporting regulatory initiatives, and assisting with audits. Candidates should have 3-5 years of experience in investment dealing and a related degree. Strong analytical and communication skills are essential, alongside proficiency in Microsoft Office. A competitive salary ranging from $65,000 to $100,000 is offered with various benefits.
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