Job summary
Outline of the Position:
Support frontline team of Relationship Managers by providing advice to clients, interact with RMs and clients alike in order to review portfolios, execute clients’ orders, prepare and implement portfolio proposalsEnsure compliance with both internal and external regulatory requirements and conduct the business in a professional mannerMeet the requirements in order to become and remain licensed for Type 1 and 4 regulated activities under the Securities and Futures Ordinance (“SFO”). Geographic coverage: North AsiaReach personal and team targets: financial (revenue), NNA, CAIS and MIS products and solutions penetration
Key Responsibilities:
Investment Advisor - Support acquisition of AUM/Increase revenues at IWM HK
Get familiar with IWM investment methodology for security selection/asset allocationEducate Relationship Managers (“RM”) and IWM colleagues on the ...