Job Description
Advance your career with TD Securities as an Investment Banking Associate in Toronto, Ontario, focusing on governance and supervision. This role is integral to ensuring effective operational risk management and compliance.
You'll join a specialized team dedicated to providing ongoing support for Corporate and Investment Banking professionals, optimizing client coverage while adhering to strict regulatory frameworks. Ideal for self-starters, this position thrives on teamwork and multitasking.
Key Responsibilities:
• Manage regulatory supervision for Corporate Banking activities
• Lead risk management and compliance initiatives
• Review electronic and social media communications
• Create detailed reports for oversight committees
• Support audit processes and facilitate staff training
Requirements:
• Must attain FINRA Series 24 and Series 79 within six months
• Background in capital markets compliance or risk...
You'll join a specialized team dedicated to providing ongoing support for Corporate and Investment Banking professionals, optimizing client coverage while adhering to strict regulatory frameworks. Ideal for self-starters, this position thrives on teamwork and multitasking.
Key Responsibilities:
• Manage regulatory supervision for Corporate Banking activities
• Lead risk management and compliance initiatives
• Review electronic and social media communications
• Create detailed reports for oversight committees
• Support audit processes and facilitate staff training
Requirements:
• Must attain FINRA Series 24 and Series 79 within six months
• Background in capital markets compliance or risk...