Job Description
Senior Compliance Officer, Trade Surveillance (OTC)
Requisition ID: 263668
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
**Purpose**
The objective of the Senior Compliance Officer (SCO) is to directly conduct capital markets trading related surveillance, monitoring and support for the Global Banking and Markets & Treasury (“GBM&T”) business division of Scotiabank. The SCO is responsible for carrying out Tier 2 compliance activities for assigned internal business groups in accordance with regulatory requirements, in particular those established by securities regulations and Self Regulatory Organizations as well as internal policies and procedures.
**Accountabilities**
+ Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
+ Conduct reviews of alerts (not same day) generated by automated surveillan...
Requisition ID: 263668
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
**Purpose**
The objective of the Senior Compliance Officer (SCO) is to directly conduct capital markets trading related surveillance, monitoring and support for the Global Banking and Markets & Treasury (“GBM&T”) business division of Scotiabank. The SCO is responsible for carrying out Tier 2 compliance activities for assigned internal business groups in accordance with regulatory requirements, in particular those established by securities regulations and Self Regulatory Organizations as well as internal policies and procedures.
**Accountabilities**
+ Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
+ Conduct reviews of alerts (not same day) generated by automated surveillan...