Job Description
Responsibilities:
Support to the controls over the risks of the company including the operational risks
Support to the conduct of the CMP
Support to the maintenance of the manual of procedures
Drafting of reports to the regulator, to the board and executive management
Support to the regulatory watch / legal researches Guide business and clients in regulatory projects related to investment funds Be part of the escalation process for AML matters, maintain the AML policy up to date and participate in updating the AML risk assessment and AML risk appetite
Drafting and review of legal documentation like prospectuses, notices, agreements, board resolutions
Negotiation of agreements related to the company and to the funds under management
Marketing notifications and EuVECA eligibility checks
Support and contribute to the ongoing marketing notifications und...