Job Description
Senior Supervision Specialist
At Cetera, we strive for continuous improvement and operational excellence. Our corporate team plays a critical role in supporting the firm’s supervisory, compliance, and risk management frameworks. We are seeking a Senior Supervision Specialist to provide advanced principal oversight, act as a subject matter expert, and support supervisory leadership while operating in a fast‑paced, highly regulated environment.
This is a hybrid role, based in one of Cetera’s office locations: Des Moines, IA, Dallas, TX
What You Will Do
The Senior Supervision Specialist serves as a senior‑level principal responsible for complex supervision functions, leadership support, and advanced risk oversight, including but not limited to:
• Perform principal review and supervision of securities and direct business transactions across a complex book of business
• Directly overs...